Securities Law

Securities Law

The Firm has extensive experience in securities practice, including the representation of brokerage firms and participation in public, private and venture capital offerings where we have represented issuers and underwriters, proxy contests and going-private transactions. We represent institutional purchasers in private placement markets and advise issuers and broker-dealer firms in proceedings before state and federal regulatory agencies as well as mutual funds and investment funds, commodities, and trading advisors in regulatory compliance matters. Our practice includes federal and state securities law compliance for clients whose securities are publicly traded and listed on an exchange or on NASDAQ.

For more information on Securities Law or to speak with a Securities Lawyer, contact us today.

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