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Stuart B. Newman
Salon Marrow Dyckman Newman & Broudy LLP
292 Madison Avenue
New York, NY 10017-6319
 
 
Communication Center  
Phone: (212) 661-7100
E-mail: snewman@salonmarrow.com
Fax: (646) 843-1904
Web site: http://www.salonmarrow.com


Position Areas of Practice Bar Admissions
Education Published Works Affiliations

STUART B. NEWMAN has been engaged in corporate and securities practice for over thirty years, focusing on corporate law, mergers and acquisitions and capital formation through public offerings, and private placements.

Stuart studies his clients' businesses thoroughly and has made valuable contributions on a broad range of business topics such as joint ventures, product development, finance, investment banking, marketing and personnel. In addition, Stuart has developed a network of business, professional and financial contacts which have been of assistance to him and his clients on numerous occasions. For example, following the creation of the Resolution Trust Corporation, Stuart applied his experience in automobile finance transactions to assist a client in the automobile leasing industry to develop a program and format for the purchase of auto loan and lease portfolios from banks which had been taken over by the RTC. Ultimately, over $100 million in secured consumer loans and leases were acquired in this program.

Clients within Stuart's area of expertise include restaurant groups, internet companies, automobile dealerships and auto finance companies.

After earning degrees from Columbia University and its School of Law (A.B., 1961; J.D., Cum Laude 1964), Stuart served as Law Clerk to Judge Harold R. Tyler, Jr. of the U.S. District Court, Southern District of New York (1964-1965). He is a member of the New York State and Florida Bars.

Stuart has lectured at Cardozo Law School on mergers and acquisitions, has taught a course in business law at Fordham University School of Law as part of its Continuing Legal Education Program, and co-chaired and lectured at a joint CLE program for members of the New York State Legislature and of the Office of the New York State Attorney General. He also lectures in the area of securities regulation and serves as Program Chairman of a continuing legal education seminar sponsored every two years by the New York State Association concerning Securities Law. In addition, Stuart is Founder and Chairman of the Advisory Board of the New York Business Law Journal, a publication of the Business Law Section of the New York State Bar Association, and an active member of the Executive Committee of the Business Law Section. He is the author of several published articles including Insider Trading and Corporate Disclosure Rules in the Wake of Carpenter and Basic (1988) and An Overview of Disclosure under the Securities Laws (1994).

Current Employment Position(s):
Attorney
Areas Of Practice:
Corporate and Commercial Law
Securities Law
Bar Admissions:
Florida, 1977
New York, 1964
Education:
Columbia Law School, New York, New York, 1964
J.D.
Honors: cum laude

Columbia University, 1961
A.B.

Published Works:
"When Is a Foreign Corporation Doing Business in New York?", New York Business Law Journal, Fall 2009
 
"Retaining and Maintaining Closed Files: Professional Responsibilities, Ethical Considerations and Practice Suggestions", The Senior Lawyer, Fall 2009
 
"Disclosure Obligations of Directors, Officers and Principal Stockholders", 1986
 
"Insider Trading and Corporate Disclosure Rules in the Wake of Carpenter and Basic", 1988
 
"Insider Trading Rules: You Don't Have to be an Insider", 1994
 
"Federal Regulation of Securities: An Overview", 1997
Classes/Seminars Taught:
Instructor, Continuing Legal Education Program, Fordham University School of Law, 1993 - 1995
Professional Associations and Memberships:
Association of the Bar of the City of New York
Member
 
Association of the Bar of the City of New York, 1974 - 1977
Member, Committees on Medicine and Law
 
Association of the Bar of the City of New York, 1977 - 1980
Member, Uniform State Laws
 
New York State Bar Association
Member
 
New York State Bar Association, 1984 - Present
Member, Committee on Securities Regulation
 
New York State Bar Association, Business Law Section, 1995 - Present
Member
 
American Bar Association
Member
 
American Bar Association, 1986 - Present
Member, Committee on Federal Regulation of Securities
 
Florida Bar
Member
 
New York State Bar Association
Continuing Legal Education Committee
 
New York Business Law Journal, 1996 - Present
Chairman, Advisory Board
 
SEC v. Prudential Securities Incorporated, 1994 - 1996
Arbitrator
 
New York State Bar Association, Business Law Section, 1986 - Present
Member, Executive Committee
 
Association of the Bar of the City of New York, 1986 - 1989
Member, Committees on Medicine and Law
Past Employment Positions:
Hon. Judge Harold R. Tyler, Jr., U.S. District Court, Southern District of New York, Law Clerk, 1964 - 1965
Birth Information:
May 7, 1939, New York, New York, United States of America

Manhattan, New York, Fort Lauderdale, Florida, Hackensack, New Jersey, Weston, Connecticut

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